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Showing 121 to 130 of 327 search results for Firms need to register for Connect to update.

  1. How to complain

    Consumers Complaints Published: 17/04/2016 Last modified: 20/03/2024
    If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service.

  2. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

  3. Benchmarks

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    Benchmarks are used in a wide range of markets including helping to set prices and measure performance. Find out more about Benchmarks and our work in this area.

  4. Credit brokers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 25/05/2022
    Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.

  5. Apply to approve an individual or firm

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Find out what you need to know before submitting your application.

  6. How we are making form filling easier for applicants

    Blogs Published: 12/10/2023 Last modified: 12/10/2023
    The FCA is making improvements to the application process for authorisation and the first form we're looking at is Form A.

  7. Appointed representatives and networks

    Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
    Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

  8. Clearing obligation

    Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
    Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT.

  9. Change or cancel an approval for a controlled function

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF).

  10. CMCs: fees

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is funded by fees that it charges firms it regulates. Find out about the fees you will need to pay.
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