Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 111 to 120 of 327 search results for Firms need to register for Connect to update.

  1. Full-scope UK AIFM applications

    Markets Published: 08/06/2016 Last modified: 08/02/2023
    The FCA explains how to submit an application for full-scope UK AIFMs and what happens once you've applied.
  2. Data strategy 2020

    Data Published: 07/01/2020 Last modified: 23/06/2022
    The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.
  3. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  4. Apply to the Regulatory Sandbox

    Firms Published: 27/03/2022 Last modified: 14/04/2023
    Find out how to apply to test in the Regulatory Sandbox and what happens after you submit your application.
  5. Support during challenging times

    Blogs Published: 19/05/2023 Last modified: 23/05/2023
    As part of Mental Health Week 2023, Laura Dawes talks about her experience of living with anxiety.
  6. Technical information

    Registers and systems Published: 08/05/2016 Last modified: 13/02/2023
    Find Gabriel direct submission and web upload files, the latest data reference change logs, and lists of independent software vendors and providers.
  7. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 02/05/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.
  8. Loan fee fraud

    Consumers Scams Published: 18/04/2016 Last modified: 06/12/2023
    Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs.
  9. Consumer credit lenders and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
    Here we list some typical misconceptions about the way we authorise lenders. Then we give you the facts.
  10. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.