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Showing 51 to 60 of 621 search results for Firm specific complaints data.

  1. Consumer investments data review 2021

    Data Published: 15/09/2021 Last modified: 15/09/2021
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.
  2. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/07/2021
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.
  3. 2020 Disclosure Log

    Last modified: 15/04/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2020. 
  4. Reporting requirements: insurance firms

    Tasks for regulated firms Published: 12/05/2015 Last modified: 25/07/2016
    The Prudential Regulation Authority (PRA) is responsible for the prudential regulation of insurance companies.
  5. Client money and assets reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 19/10/2020
    CASS medium and large firms have to complete a CMAR each month through Gabriel
  6. Regulation round-up July 2013

    Newsletters Published: 19/07/2013 Last modified: 09/12/2016
    Of particular relevance are references from other authorised firms known as ‘regulatory references’. ... In June we sent a reminder asking firms to let us know of any changes to their professional standards data.Firms are reminded that their first
  7. 2019 Disclosure Log

    Last modified: 02/10/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 
  8. Business interruption insurance

    Firms Focus areas Published: 12/05/2020 Last modified: 26/07/2021
    Find out how we are seeking legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis.
  9. Aggregate complaints data: 2018 H2

    Data Published: 18/04/2019 Last modified: 18/04/2019
    This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group.
  10. New FCA complaints data: 3.32 million complaints about financial services in the first six months of 2017

    Press Releases Published: 23/10/2017 Last modified: 23/10/2017
    The Financial Conduct Authority (FCA) has today published the data on the number of complaints reported by firms for the first half of 2017.