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Our refusal process
Understand the process if the FCA refuses your application for authorisation. -
Final Notice 2023: NMC Health Plc (in Administration) [pdf]
This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards. -
Brexit resources
This page lists our news and statements, speeches, publications and other pages related to Brexit. -
Final Notice 2023: SBL Legal Solutions Limited [pdf]
The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and -
Notice of Decision 2023: Fast Lane Motors NI [pdf]
Conduct: Failing to carry on regulated activities Breaches: N/A Subject: Firm Outcome: Cancellation Sector: -
FSA - PS12/2 [pdf]
Policy FSA - PS12/2 - This Policy Statement reports on the main issues in relation to custody liens arising from Consultation Paper 11/15: Client assets sourcebook: (1) Custody liens, (2) Title transfer collateral arrangements (July 2011) and -
Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]
The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and -
UK SFTR news
Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR). -
Information we can share
A guide to what the FCA can and can’t share with the public about firms, people, and markets.