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Showing 11 to 20 of 96 search results for FCA consults on how to extend the Senior Managers Regime.
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Financial Advisers
Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here. -
Sole advisers
Sole advisers -
Regulating the funeral plans sector
On 29 July 2022, the FCA started regulating the pre-paid funeral plans sector. Find out what this means for firms. -
Recognised industry codes
The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities. -
Senior Managers and Certification Regime
Senior Managers and Certification regime -
PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms
It will also apply to Senior Managers of insurers and FCA solo-regulated firms when the Senior Managers and Certification Regime is extended. ... Firms should read the Policy Statement alongside the rules for how we will extend the Senior Managers and -
Senior Managers and Certification Regime: one year on
Today marks one year since the implementation of the Senior Managers and Certification Regime (SMCR), a range of policy changes introduced by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) to increase individual -
Senior Managers and Certification Regime: solo-regulated firms
Information for solo-regulated firms regarding the Senior Managers and Certification Regime (SM&CR). -
Senior Managers and Certification Regime: Finalising FCA rules
We have been working closely with HM Treasury on preparation of the Commencement Order needed to enable the FCA to publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR). -
Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms
The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.