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Showing 31 to 40 of 1784 search results for FCA and the Prudential Regulation Authority.

  1. FCA Statement on the MoU with the Bank of England

    Statements Published: 18/07/2019 Last modified: 18/07/2019
    We have published an updated Memorandum of Understanding (MoU) between the FCA and the Bank of England (when exercising its prudential regulation functions through the Prudential Regulation Authority).

  2. FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability

    Press Releases Published: 18/11/2019 Last modified: 06/05/2022
    The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’

  3. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    The Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), has today published new rules in relation to whistleblowing. ... Prudential Regulation Authority (PRA).

  4. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    Non-Executive Directors (NEDs) with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) confirmed today. ... The FCA and

  5. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  6. Handbook of rules and guidance

    About us How we regulate Published: 21/04/2016 Last modified: 24/08/2021
    All regulated firms must comply with our rules as set out in the FCA Handbook.

  7. FSA consults further on FSCS Funding

    Press Releases Published: 18/01/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has confirmed new rules designed to secure funding for the Financial Services Compensation Scheme (FSCS) in a way which is affordable for firms.

  8. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

  9. Dear CEO LIBOR letter

    Statements Published: 19/09/2018 Last modified: 19/09/2018
    On Wednesday 19 September, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) wrote to CEOs of major banks and insurers supervised in the UK asking for the preparations and ... The Bank of England, PRA and FCA are grateful to

  10. CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21

    Consultations Consultation papers Published: 15/01/2020 Last modified: 12/03/2020
    The FCA and the Prudential Regulation Authority (PRA) are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS).
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