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Showing 91 to 100 of 206 search results for FCA Final Notice to Finablr plc.

91. FCA Final Notice 2014: The Royal Bank of Scotland Plc [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

92. FCA Final Notice 2014: Lloyds Bank plc and Bank of Scotland plc [pdf]

    Final notices Published: 28/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and conflicts of interest in the retail banks sector. We imposed a fine.

93. FSA Final Notice 2003: St James's Place UK plc [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: St James's Place UK plc

94. FSA Final Notice 2003: Lloyds TSB Bank plc [pdf]

    Final notices Published: 01/09/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: Lloyds TSB Bank plc

95. FSA Final Notice 2004: Sportsworld Media Group plc and Geoffrey John Brown [pdf]

    Final notices Published: 01/03/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Sportsworld Media Group plc and Geoffrey John Brown

96. Final Notice 2015: Asia Resource Minerals plc (formerly Bumi plc) [pdf]

    Final notices Published: 17/06/2015 Last modified: 17/06/2015
    This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a fine.

97. FCA Final Notice 2014: HSBC Bank Plc [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

98. FSA Final Notice 2003: St James's Place International plc [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: St James's Place International plc

99. Final Notice 2017: Tesco plc [pdf]

    Final notices Published: 28/03/2017
    This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.

100. Final Notice 2017: Rio Tinto Plc [pdf]

     Final notices Published: 17/10/2017
     This final notice refers to breaches of the DTRs for failing to comply with the International Accounting Standards and report an impairment to the Market. We imposed a penalty of £27,385,400.