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Showing 31 to 40 of 206 search results for FCA Final Notice to Finablr plc.

31. Final Notice 2020: Aviva plc [pdf]

    Final notices Published: 26/10/2020
    This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure. File updated with accessibility

32. FSA Final Notice 2010: Executive Investments Plc [pdf]

    Final notices Published: 21/01/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Executive Investments Plc

33. FSA Final Notice 2012: Bank of Scotland Plc [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Bank of Scotland Plc

34. Final Notice 2022: TSB Bank plc [pdf]

    Final notices Published: 20/12/2022
    This Final Notice refers to breaches of Prin 2 related to failing to exercise due skill, care and diligence and Prin 3 for not taking reasonable care in organising and controlling its affairs responsibly and effectively, with adequate risk

35. FSA Final Notice 2003: Scottish Amicable Life plc [pdf]

    Final notices Published: 01/03/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: Scottish Amicable Life plc

36. FSA Final Notice 2008: Change of control – Resolution plc. [pdf]

    Final notices Published: 17/04/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Change of control – Resolution plc.

37. FSA Final Notice 2004: AXA Sun Life Plc [pdf]

    Final notices Published: 01/12/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: AXA Sun Life Plc

38. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.

39. FSA Final Notice 2003: MLP Private Finance Plc [pdf]

    Final notices Published: 01/02/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: MLP Private Finance Plc

40. FSA Final Notice 2003: SFI Group plc [pdf]

    Final notices Published: 01/12/2003 Last modified: 14/06/2014
    FSA Final Notice 2003: SFI Group plc