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Showing 21 to 30 of 206 search results for FCA Final Notice to Finablr plc.

  1. FSA Final Notice 2012: Santander UK PLC (“Santander”) [pdf]

    Final notices Published: 16/02/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Santander UK PLC (“Santander”)

  2. FSA Final Notice 2007: W Deb MVL PLC (formerly known as Williams de Broe Plc) [pdf]

    Final notices Published: 15/01/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: W Deb MVL PLC (formerly known as Williams de Broe Plc)

  3. FSA Final Notice 2010: Openet Plc [pdf]

    Final notices Published: 11/03/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Openet Plc

  4. FSA Final Notice 2013: Prudential plc [pdf]

    Final notices Published: 27/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Prudential plc

  5. Final Notice 2023: NMC Health Plc (in Administration) [pdf]

    Final notices Published: 17/11/2023
    This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure.

  6. FSA Final Notice 2005: Eurodis Electron plc [pdf]

    Final notices Published: 01/12/2005 Last modified: 14/06/2014
    FSA Final Notice 2005: Eurodis Electron plc

  7. FSA Final Notice 2010: Photo-Me International plc [pdf]

    Final notices Published: 21/06/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Photo-Me International plc

  8. FCA Final Notice 2013: The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. (together “RBS”) [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of SUP and PRIN 2 related to transaction reporting in the investment banks sector. We imposed a fine.

  9. FSA Final Notice 2009: Barclays Capital Securities Limited and Barclays Bank plc [pdf]

    Final notices Published: 19/08/2009 Last modified: 11/06/2015

  10. FSA Final Notice 2006: Guardian Assurance plc and Guardian Linked Life Assurance Limited [pdf]

    Final notices Published: 12/01/2006 Last modified: 14/06/2014
    FSA Final Notice 2006: Guardian Assurance plc and Guardian Linked Life Assurance Limited