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Showing 11 to 20 of 206 search results for FCA Final Notice to Finablr plc.

11. FSA Final Notice 2009: Nomura International Plc (“Nomura”) [pdf]

    Final notices Published: 16/11/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Nomura International Plc (“Nomura”)

12. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

13. FSA Final Notice 2013: The Co-operative Bank plc [pdf]

    Final notices Published: 04/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Co-operative Bank plc

14. FSA Final Notice 2008: Egg Banking plc [pdf]

    Final notices Published: 10/12/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Egg Banking plc

15. FSA Final Notice 2009: MFP Group plc [pdf]

    Final notices Published: 16/12/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: MFP Group plc

16. FSA Final Notice 2011: Integrated Financial Arrangements plc [pdf]

    Final notices Published: 05/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Integrated Financial Arrangements plc

17. FSA Final Notice 2013: Lamprell plc [pdf]

    Final notices Published: 18/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Lamprell plc

18. FSA Final Notice 2011: Royal Bank of Scotland Plc and National Westminster Bank plc [pdf]

    Final notices Published: 11/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Royal Bank of Scotland Plc and National Westminster Bank plc

19. FCA Final Notice 2014: Royal Bank of Scotland plc and National Westminster Bank Plc [pdf]

    Final notices Published: 27/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 2, PRIN 9, and MCOB related to mis-selling in the retail bank sector. We imposed a fine.

20. FSA Final Notice 2011: JJB Sports plc [pdf]

    Final notices Published: 26/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against JJB Sports plc