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Showing 101 to 110 of 206 search results for FCA Final Notice to Finablr plc.

101. FSA Final Notice 2004: Allied Dunbar Assurance plc [pdf]

     Final notices Published: 01/03/2004 Last modified: 14/06/2014
     FSA Final Notice 2004: Allied Dunbar Assurance plc

102. FSA Final Notice 2005: Abbey National plc [pdf]

     Final notices Published: 01/05/2005 Last modified: 14/06/2014
     FSA Final Notice 2005: Abbey National PIC

103. Final Notice 2018: Santander UK plc [pdf]

     Final notices Published: 19/12/2018
     This final notice (Santander UK plc) refers to breaches of PRIN 3, PRIN 6 and PRIN 11 related to governance, unfair treatment of customers, failing to act on information appropriately and failing to be open and co-operative in the retail bank sector.

104. Final Notice 2015: Clydesdale Bank Plc [pdf]

     Final notices Published: 14/04/2015 Last modified: 14/04/2015
     This final notice refers to breaches of PRIN 6 and DISP related to unfair treatment of customers and complaints handling in the retail banks sector. We imposed a fine.

105. Final Notice 2023: London Capital & Finance plc (in administration) [pdf]

     Final notices Published: 11/10/2023
     This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We imposed a public censure.

106. Final Notice 2015: Reckitt Benckiser Group Plc [pdf]

     Final notices Published: 20/01/2015 Last modified: 20/01/2015
     This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a financial penalty.

107. 2013 fines

     News stories Published: 02/01/2013 Last modified: 26/03/2024
     Fines published during the calendar year ending December 2013.

108. Final Notice 2015: Lloyds Bank plc, Bank of Scotland plc and Black Horse Limited (together Lloyds Banking Group “LBG”) [pdf]

     Final notices Published: 05/06/2015 Last modified: 05/06/2015
     This final notice refers to breaches of PRIN 6 related to unfair treatment of customers and complaints-handling in the retail bank sector. We imposed a fine.

109. Final Notice 2015: Barclays Bank PLC [pdf]

     Final notices Published: 20/05/2015 Last modified: 20/05/2015
     This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

110. Final Notice 2015: Barclays Bank PLC - November 2015 [pdf]

     Final notices Published: 26/11/2015 Last modified: 26/11/2015
     This final notice refers to breaches of PRIN 2 related to financial crime failings. We imposed a fine.