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Showing 81 to 90 of 506 search results for Executive Officer of the Prudential Regulation Authority.

  1. The FCA Mission – a consultation

    Press Releases Published: 26/10/2016 Last modified: 31/10/2016
    The Financial Conduct Authority (FCA) has today launched a consultation on its Mission, which is designed to provide a guiding set of principles around the strategic choices the FCA makes. It will inform the FCA’s strategy and day-to-day work over

  2. Variation of permission

    Tasks for firms Published: 10/05/2015 Last modified: 03/05/2024
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

  3. The FCA bans Keydata’s former compliance officer, Peter Johnson

    Press Releases Published: 19/05/2016 Last modified: 19/05/2016
    The Financial Conduct Authority (FCA) has banned. Mr Peter Johnson, former compliance officer of Keydata Investment Services Ltd (Keydata), from performing any function in relation to any regulated financial activity and ... On 1 April 2013, the FCA

  4. Martin Wheatley to stand down as FCA Chief Executive

    Press Releases Published: 17/07/2015 Last modified: 17/07/2015
    The Financial Conduct Authority (FCA) today announced that Martin Wheatley is to stand down as Chief Executive with effect from September 12 2015. ... On 1 April 2013, the FCA became responsible for the conduct supervision of all regulated financial

  5. Nick Stace appointed as Non-Executive Director

    Press Releases Published: 21/03/2017 Last modified: 21/03/2017
    The Financial Conduct Authority (FCA) today confirmed the appointment of Nick Stace as a Non-Executive Director to its board.

  6. PRA and FCA agree Memorandum of Understanding (MoU) with EBA

    Press Releases Published: 20/03/2019 Last modified: 01/04/2019
    The Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and European Banking Authority (EBA) are announcing today that they have agreed a template Memorandum of Understanding (MoU). The template sets out the expectations for

  7. Catherine Bradley appointed as non-executive director

    Press Releases Published: 08/07/2014 Last modified: 08/07/2014
    The Financial Conduct Authority (FCA) today confirmed the appointment of Catherine Bradley as a Non-Executive Director to its board. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the

  8. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

  9. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  10. New Bank Start-up Unit launched by the financial regulators

    Press Releases Published: 20/01/2016 Last modified: 31/12/2018
    The Prudential Regulation Authority (PRA) and FCA have today launched the New Bank Start-up Unit. The Unit is a joint initiative from the UK’s financial regulators giving information and support to newly authorised banks and those thinking of