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Showing 21 to 30 of 506 search results for Executive Officer of the Prudential Regulation Authority.

  1. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    Former chief executive of stockbroker firm fined £450,000 and banned. Press Releases First published:. ... On 1 April 2013, the FCA became responsible for the conduct and supervision of all regulated financial firms and the prudential supervision of

  2. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

  3. FCA bans former CIB Partners Limited CEO Arnold Eber

    Press Releases Published: 27/02/2014 Last modified: 27/02/2014
    The Financial Conduct Authority (FCA) has banned Arnold Eber, the former Chief Executive Officer of CIB Partners Limited (CIB), from performing any function in relation to any regulated activity in the ... Prudential Regulation Authority (PRA).

  4. New Chair of the Financial Conduct Authority’s Practitioner Panel announced today

    Press Releases Published: 23/07/2015 Last modified: 23/07/2015
    Antonio Simoes, Chief Executive Officer for HSBC in the UK, becomes Chair of the FCA Practitioner Panel from 1 August 2015. ... On 1 April 2013, the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential

  5. FCA publishes Decision Notice against former Worldspreads CEO for market misconduct

    Press Releases Published: 03/07/2020 Last modified: 03/07/2020
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Conor Foley, the former Chief Executive Officer of Worldspreads, fining him £658,900 for market abuse and banning him from performing any roles linked to

  6. Banking leaders share their insights on adopting the Senior Managers and Certification Regime

    Press Releases Published: 07/02/2019 Last modified: 11/04/2024
    Watch senior leaders from four financial services firms talk about their experiences of adopting the Senior Managers and Certification Regime.

  7. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.

  8. FCA introduces additional protection for consumers ahead of pension freedoms

    Press Releases Published: 26/01/2015 Last modified: 26/01/2015
    The Financial Conduct Authority (FCA) has today written to the Chief Executive Officers (CEOs) of pension providers to outline plans to introduce additional protection for those accessing their defined contribution (DC) ... Prudential Regulation

  9. FCA and SFC sign MoU on United Kingdom-Hong Kong Mutual Recognition of Funds

    Press Releases Published: 08/10/2018 Last modified: 08/10/2018
    The Financial Conduct Authority (FCA) and the Securities and Futures Commission (SFC) have entered into a Memorandum of Understanding on Mutual Recognition of Funds (MoU), which will allow eligible Hong Kong public funds and United Kingdom retail

  10. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).