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ESG Data and Ratings Code of Conduct Working Group: Terms of Reference [pdf]
Terms of reference for the ESG Data and Ratings Code of Conduct Working Group -
Dear chair letter: Authorised ESG and sustainable investment funds: improving quality and clarity [pdf]
Letter to chairs of authorised fund managers setting out expectations on the design, delivery and disclosure of ESG and sustainable investment funds -
CP21/18: Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets [pdf]
We are asking for comments on this Consultation Paper (CP) by 10 September 2021 -
Green FinTech Challenge 2018
Green FinTech Challenge 2018 -
Innovation Hub: Market insights
The FCA publishes its latest data on the firms supported by its Regulatory Sandbox and Innovation Pathways service. -
Primary Market Bulletin 41
In this edition, we elaborate on our response to feedback received to the discussion chapter included in CP21/18: Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets. In particular, -
Primary Market Technical Note 801.1: Disclosures in relation to ESG matters, including climate change [pdf]
Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation and the Prospectus Regulation are subject to a range of disclosure requirements. The -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Critical issues in financial regulation: The FCA's perspective
Speech by our CEO, Nikhil Rathi, delivered at City Week 2022. -
Primary Market Technical Note 801.2: Disclosures in relation to ESG matters, including climate change [pdf]
Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation (MAR) and the Prospectus Regulation (PR) are subject to a range of disclosure