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Showing 82 to 91 of 240 search results for Dear CEO letter dated.

  1. Chief Executive

    Understand the key responsibilities of our Chief Executive

  2. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

  3. Debt management firms reminded of annual review requirements

    News stories Published: 08/12/2016 Last modified: 08/12/2016
    We have sent a letter to CEOs of all debt management firms due to concerns with the way firms are carrying out annual reviews.

  4. LIBOR transition in the derivatives market

    Markets Published: 05/07/2021 Last modified: 13/03/2024
    FCA has worked alongside other regulators, trade associations and market participants to enable liquid markets in SONIA derivatives to help the transition from LIBOR

  5. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    This review follows our earlier thematic reviews of suitability in a sample of wealth management firms, carried out in 2010, which led to the FSA’s Dear CEO letter in June ... Our Dear CEO letter communicated our expectations on suitability standards

  6. Firm handling of complaints during coronavirus

    Firms Published: 01/05/2020 Last modified: 12/05/2021
    Find out about how firms should handle complaints during coronavirus.

  7. DP23/4: Regulating cryptoassets Phase 1: Stablecoins

    Discussion papers Published: 06/11/2023 Last modified: 06/11/2023
    We want your feedback to help us develop our approach to regulating fiat-backed stablecoins.

  8. FCA tells lenders to support consumers struggling with the cost of living

    Press Releases Published: 16/06/2022 Last modified: 16/06/2022
    The Financial Conduct Authority (FCA) is today writing to more than 3,500 lenders to remind them of the standards they should meet as consumers across the country are affected by the rising cost of living. With household bills expected to continue

  9. Apply to become a consumer credit lender or hirer

    Firm authorisation Published: 15/11/2023 Last modified: 16/11/2023
    Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.

  10. FCA proposes CMC fee price cap

    Press Releases Published: 21/01/2021 Last modified: 26/01/2021
    We have published proposals to introduce a price cap on the fees claims management companies (CMCs) charge their customers in relation to claims for financial products and services.

  11. FCA announces plans to stop CMC phoenixing

    Press Releases Published: 17/05/2021 Last modified: 17/05/2021
    New rules being proposed will put a stop to claims management phoenixing across the market.