Search results
Showing 41 to 50 of 770 search results for Culture in financial institutions.
-
Putting the customer at the centre of the business: is it a long road ahead for the FCA?
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA Research into the issue of de-risking
US, for primarily historic weaknesses in their anti-money laundering (AML) defences and for breaches of financial sanctions. ... This will aim to stimulate ideas and foster a culture of access and inclusion throughout retail financial services. -
Financial conduct regulation in a restless world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow. -
New accountability regime for banks and insurers comes into force
We are determined to embed a culture of personal responsibility within the banking sector. ... Appropriate and robust accountability for senior managers in financial institutions is a crucial part of the effective functioning of the economy. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
Fair and effective markets review
The financial crisis which hit the UK and global economy in 2007 led to widespread state interventions in financial institutions worldwide. ... And finally, what has been described as a ‘culture of impunity’ in some parts of the markets. -
Whistleblowing in UK branches of foreign banks: PS17/7
This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers. -
Supporting consumers in challenging times
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the Building Societies Annual Conference -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
Speech: Shadow banking - the potential risks and rewards
For brevity, I list the institutions only:. global banks. broker-dealers. money market mutual funds. ... Vives argues that big changes in financial regulation post-crisis have caused major distortions in competition.