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Showing 81 to 90 of 1134 search results for Conduct Risk Outlook.

81. Prudential Risk Outlook [pdf]

    Business plans Published: 14/04/2011 Last modified: 28/03/2013

82. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

83. Remuneration

    Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
    Find the remuneration rules from the FCA

84. LIBOR transition

    Markets Last modified: 02/04/2024
    As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR.

85. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.

86. Market Watch 75

    Newsletters Published: 31/10/2023 Last modified: 31/10/2023
    Newsletter on market conduct and transaction reporting issues, October 2023.

87. Copy trading

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.

88. Rent-to-own

    Tasks for regulated firms Published: 18/07/2016 Last modified: 13/02/2023
    The FCA provides information on regulating rent-to-own sector.

89. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

90. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.