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Showing 71 to 80 of 1508 search results for Conduct Authority and the Prudential Regulation Authority.
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Financial Conduct Authority sets out agenda and priorities for consumer credit
The FCA has published the outcome of its review into high-cost credit, which includes its assessment of the effectiveness of the payday loan price cap. -
FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions
The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR). -
Equities trader sentenced for insider dealing
Paul Milsom, a senior equities trader, sentenced at Southwark Crown Court to 2 years imprisonment for disclosing inside information between October 2008 and March 2010 -
Christopher Woolard appointed to the FCA Board
The Financial Conduct Authority (FCA) today announced the appointment of Director of Strategy and Competition, Christopher Woolard, to its Board. ... On 1 April 2013, the FCA became responsible for the conduct supervision of all regulated financial firms -
FSA confirms Century Building Society merger with the Scottish Building Society
The Financial Services Authority (FSA) has confirmed the proposed transfer of the engagements of the Century Building Society to the Scottish Building Society. -
FCA v former iSOFT directors
The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not -
Senior Managers and Certification Regime: one year on
The FCA marks one year since we introduced of the Senior Managers and Certification Regime. -
Brexit: the FCA confirms final rules for firms
The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period. -
FCA introduces new rules on whistleblowing
The Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), has today published new rules in relation to whistleblowing. ... Prudential Regulation Authority (PRA). -
Senior Managers and Certification Regime
The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.