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Showing 61 to 70 of 1508 search results for Conduct Authority and the Prudential Regulation Authority.

  1. Algorithmic Trading Compliance in Wholesale Markets

    Multi-firm reviews Published: 12/02/2018 Last modified: 12/02/2018
    We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.

  2. The FCA Mission – a consultation

    Press Releases Published: 26/10/2016 Last modified: 31/10/2016
    The Financial Conduct Authority (FCA) has today launched a consultation on its Mission, which is designed to provide a guiding set of principles around the strategic choices the FCA makes. It will inform the FCA’s strategy and day-to-day work over

  3. PRA and FCA agree Memorandum of Understanding (MoU) with EBA

    Press Releases Published: 20/03/2019 Last modified: 01/04/2019
    The Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and European Banking Authority (EBA) are announcing today that they have agreed a template Memorandum of Understanding (MoU). The template sets out the expectations for

  4. FCA response to the independent review of the prudential supervision of the Co-operative Bank

    Press Releases Published: 27/03/2019 Last modified: 27/03/2019
    On 6 March 2018, HM Treasury announced that it had directed the Prudential Regulation Authority (PRA) to conduct an independent review of the prudential supervision of the Co-operative Bank between 2008 and 2013.

  5. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    Non-Executive Directors (NEDs) with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) confirmed today. ... The FCA and

  6. FCA decides to ban Tom Hayes

    Press Releases Published: 08/11/2017 Last modified: 08/11/2017
    The Financial Conduct Authority (FCA) has decided to prohibit Tom Hayes from performing any function in relation to any regulated activity in the financial services industry. The FCA considers that Mr Hayes is not a fit and proper person as a result

  7. Memorandum of Understanding between the FCA and Bank of England [pdf]

    Memorandums of understanding Published: 18/07/2019
    This Memorandum of Understanding (MoU) sets out the high-level framework the Financial Conduct Authority (FCA) and the Bank of England (Bank) (exercising its prudential regulation functions) will use to co-ordinate and co-operate in carrying out

  8. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  9. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

  10. Andrew Bailey appointed as new Chief Executive of the FCA

    Press Releases Published: 26/01/2016 Last modified: 26/01/2016
    HM Treasury have today announced the appointment of Andrew Bailey as the new permanent Chief Executive of the Financial Conduct Authority (FCA).