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Showing 81 to 90 of 1508 search results for Conduct Authority and Prudential Regulation Authority.

  1. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

  2. Two charged with insider dealing

    Press Releases Published: 16/06/2017 Last modified: 16/06/2017
    The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s London Branch and Walid Anis Choucair (date of birth 04/03/1979)

  3. FCA publishes 2016/17 Business Plan

    Press Releases Published: 05/04/2016 Last modified: 05/04/2016
    The Financial Conduct Authority (FCA) has today published its annual Business Plan. ... On 1 April 2013, the FCA became responsible for the conduct and supervision of all regulated financial firms and the prudential supervision of those not supervised by

  4. John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018

    Statements Published: 18/06/2017 Last modified: 18/06/2017
    1. The Financial Conduct Authority is an independent body, accountable to HM Treasury and to Parliament. ... 3. On 1 April 2013, theFCAbecame responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those

  5. FCA publishes rules for the sale of the Lifetime ISA

    Press Releases Published: 16/11/2016 Last modified: 16/11/2016
    The Financial Conduct Authority (FCA) has today outlined its proposed approach to regulating the promotion and distribution of the Lifetime ISA (LISA).

  6. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.

  7. FCA winds up a boiler room

    Press Releases Published: 20/03/2014 Last modified: 01/04/2014
    On 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the Prudential ... Regulation Authority (PRA).

  8. Financial Conduct Authority appoints new Chief Economist

    Press Releases Published: 05/09/2019 Last modified: 05/09/2019
    The Financial Conduct Authority (FCA) has appointed Kate Collyer as its Chief Economist. Kate is currently Chief Economist for Energy and Market Frameworks and Joint-Director of Analysis at Department for Business, Energy and Industrial Strategy

  9. FSA appoints two new non-executive directors to the FSCS board

    Press Releases Published: 23/01/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has appointed two new non-executive directors to the Board of the Financial Services Compensation Scheme (FSCS). Marian Glen and Charles McKenna will take up their positions on 1 February 2013.

  10. New accountability regime for banks and insurers comes into force

    Press Releases Published: 07/03/2016 Last modified: 19/04/2016
    in the UK banking industry.This was followed by legislation in the Banking Reform Act 2013.The launch of the new regime by the Prudential Regulation Authority and Financial Conduct Authority ... On 1 April 2013 the FCA became responsible for the conduct