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Showing 41 to 50 of 1508 search results for Conduct Authority and Prudential Regulation Authority.

  1. New appointments for governance of Financial Conduct Authority

    Press Releases Published: 19/03/2013 Last modified: 29/03/2013
    Three new Chairmen have been appointed to the independent Panels which lead the process for constructive challenge of the Financial Conduct Authority’s (FCA’s) policies and practices from the point of view of regulated firms.

  2. FCA and PRA investigations into HBOS senior managers

    Press Releases Published: 28/01/2016 Last modified: 28/01/2016
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have decided to start investigations into certain former HBOS senior managers.

  3. TSB fined £48.65m for operational resilience failings

    Press Releases Published: 20/12/2022 Last modified: 20/12/2022
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

  4. The FSA and the Bank of England relax the barriers to entry for new bank entrants

    Press Releases Published: 26/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) and the Bank of England have published the results of their review (the Review) into barriers to new entrants to the banking sector. This Review sets out significant changes to regulatory requirements and

  5. The FCA Mission – a consultation

    Press Releases Published: 26/10/2016 Last modified: 31/10/2016
    The Financial Conduct Authority (FCA) has today launched a consultation on its Mission, which is designed to provide a guiding set of principles around the strategic choices the FCA makes. It will inform the FCA’s strategy and day-to-day work over

  6. FSA publishes discussion paper on transparency

    Press Releases Published: 04/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more

  7. Antony Townsend to be new Complaints Commissioner

    Press Releases Published: 25/04/2014 Last modified: 25/04/2014
    Andrew Bailey, Deputy Governor of the Bank of England for Prudential Regulation, said:. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by

  8. Gabriel DRG change log v48 [pdf]

    Systems information Published: 18/02/2019 Last modified: 18/02/2019
    The Data Reference Guide (DRG) specifies the required format for XML regulatory data which can be submitted to the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). This document catalogues all changes to the XMLs per

  9. Joint statement on the implementation of prudential reforms in the Financial Services Bill

    Statements Published: 16/11/2020 Last modified: 16/11/2020
    Joint statement from HM Treasury, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) on the implementation of prudential reforms contained in the Financial Services Bill.

  10. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.