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Showing 111 to 120 of 564 search results for CFD correspondence.

  1. Diversity, equity and inclusion: How we work

    About us How we operate Published: 20/07/2023 Last modified: 17/11/2023
    As a public body, the FCA aims to eliminate discrimination and advance equality of opportunity. Read more about our work towards our objectives.

  2. FCA letter to Financial Ombudsman Service on the Government's Mortgage Charter [pdf]

    Correspondence Published: 14/07/2023
    Letter regarding the Mortgage Charter and temporary regulatory forbearance on MCOB 7.6.28R.

  3. Financial Ombudsman Service's response to FCA on the Mortgage Charter [pdf]

    Correspondence Published: 14/07/2023
    Financial Ombudsman Service's response to FCA on the Mortgage Charter.

  4. Dear CEO letter: Liquidity Management Multi-Firm Review [pdf]

    Correspondence Published: 06/07/2023
    A Dear CEO Letter to inform the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  5. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 24/04/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

  6. Cryptoasset firms marketing to UK consumers must get ready for the financial promotions regime by 8 October 2023 [pdf]

    Correspondence Published: 04/07/2023
    We write to inform firms that the UK Government has now legislated to bring qualifying cryptoassets within scope of the financial promotion regime.

  7. Review of the Sustainability-Linked Loans (SLL) Market [pdf]

    Correspondence Published: 29/06/2023
    Letter on the review of the Sustainability-Linked Loans (SLL) Market.

  8. FCA PSR JROC letter to the Open Banking Limited (OBL) - 6 June 2023 [pdf]

    Correspondence Published: 06/06/2023
    FCA PSR JROC letter to the Open Banking Limited (OBL) - 6 June 2023

  9. Follow‐up to questionnaire on democratic member control and economic participation [pdf]

    Correspondence Published: 26/05/2023
    Letter to follow-up on retail consumer cooperatives questionnaire.

  10. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.