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Showing 101 to 110 of 564 search results for CFD correspondence.

  1. Letter to firms on preparations to comply with the cryptoasset financial promotions regime [pdf]

    Correspondence Published: 07/09/2023
    This letter is addressed to all firms that intend to communicate or approve cryptoasset financial promotions.
  2. PEP letter: Request for information [pdf]

    Correspondence Published: 15/08/2023
    We have written to MPs, peers and other interested parties
  3. Freedom of expression and the provision of banking services: Information request [pdf]

    Correspondence Published: 09/08/2023
    FCA letter to banks and building societies requesting information on account closures.
  4. Portfolio letter: Our supervisory strategy for Principal Trading Firms [pdf]

    Correspondence Published: 04/08/2023
    This letter details our view of the most important risks arising from Principal Trading firms, what we think drives those risks, and the FCA’s supervisory focus for the next two years.
  5. FCA letter to Chancellor: Freedom of expression and the provision of banking services [pdf]

    Correspondence Published: 03/08/2023
    FCA response to letter from the Chancellor on the provision of banking services.
  6. Elite CFDs

    Warnings Published: 28/07/2023 Last modified: 28/07/2023
    Elite CFDs is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Financial Lives 2022 survey - Key findings from the May 2022 survey: Executive summary

    Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
    Executive summary for the key findings from the FCA’s Financial Lives February 2022 survey.
  8. FCA operating service metrics 2022/23 table [pdf]

    Data Published: 20/07/2023
    This table sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.
  9. FCA's response to Treasury remit letter 2023 [pdf]

    Correspondence Published: 20/07/2023
    Regarding Section 1JA recommendations for the FCA.
  10. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.