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Showing 122 to 127 of 127 search results for CCA regulated first charge mortgages.

  1. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    Press Releases First published:. 28/07/2014. Last updated: 28/07/2014. Share page. ... This was done by allowing banks to swap illiquid, mortgage backed securities for highly liquid UK Treasury Bills.
  2. FCA bans and issues largest ever fine of nearly £1 million on a retail sole trader for deliberately misleading vulnerable customers for personal gain

    Press Releases Published: 19/06/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined sale and rent back arranger Gurpreet Singh Chadda £945,277 and banned him from working in the financial services industry for significant failings when conducting sale and rent back agreements. This
  3. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    Press Releases First published:. 25/09/2013. Last updated: 04/11/2014. Share page. ... IEL is the first broking firm to be fined for failings relating to the benchmark.
  4. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

    Press Releases Published: 15/05/2014 Last modified: 22/03/2016
    Press Releases First published:. 15/05/2014. Last updated: 22/03/2016. Share page. ... This is unacceptable behaviour from any market participant.”. “The culture at Martins was that profit came first.
  5. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

    Press Releases Published: 23/04/2015 Last modified: 24/04/2015
    Press Releases First published:. 23/04/2015. Last updated: 24/04/2015. Share page. ... Fixing the LMBA Silver Price and ICE Brent Index have been regulated since 1 April 2015.
  6. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

    Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
    Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.