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Primary Market Bulletin 41
In this edition, we elaborate on our response to feedback received to the discussion chapter included in CP21/18: Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets. In particular, -
Consumer protection in the listing regime
A common theme of recent discussions of equity markets issues has been the need for greater engagement by investors. ... when the controlling shareholder is not observing accepted market norms. in the election of independent directors. -
Advice Guidance Boundary Review
The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury. -
The FCA’s role in promoting innovation
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference. -
Amend a recognised fund
To amend a recognised fund you must send us a notification for approval of the proposed change. -
Re-use of Public Sector Information Regulations
The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
RTC Finance /Icon Markets/First World Consultants Limited (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
Amtop Markets Ltd / IG Global Limited (Clone of FCA Authorised Firm)
Amtop Markets Ltd / IG Global Limited (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.