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Showing 151 to 160 of 413 search results for Benchmarks%20Register.

  1. Market Watch 78

    Newsletters Published: 09/04/2024 Last modified: 09/04/2024
    Newsletter on market conduct and transaction reporting issues, March 2024.

  2. FCA Final Notice 2014: Barclays Bank PLC [pdf]

    Final notices Published: 23/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 8 related to benchmarks and conflicts of interest in the investment banks sector. We imposed a fine.

  3. FCA Final Notice 2014: HSBC Bank Plc [pdf]

    Final notices Published: 12/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

  4. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR [pdf]

    LIBOR notices Published: 21/10/2022
    Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR

  6. LIBOR contractual triggers

    Firms Focus areas Markets Markets policy Published: 11/03/2020 Last modified: 15/02/2023
    How the FCA would announce LIBOR contractual triggers.

  7. TR15/11: Financial Benchmarks: Thematic Review of Oversight and Controls

    Thematic reviews Published: 29/07/2015 Last modified: 04/11/2019
    This report presents the findings from our thematic review of firms’ oversight and controls in relation to financial benchmarks.

  8. FCA Final Notice 2013: ICAP Europe Ltd [pdf]

    Final notices Published: 25/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and culture/governance in the trading firms sector. We imposed a fine.

  9. Final Notice 2018: Christian Bittar [pdf]

    Final notices Published: 14/09/2018
    This final notice refers to knowing concern in breaches of Principle 5 related to benchmark submissions. We imposed a prohibition.

  10. Agreements with overseas regulators

    About us What we do Last modified: 17/12/2021
    See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators.