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Showing 141 to 150 of 413 search results for Benchmarks%20Register.
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Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings
the Special Liquidity Scheme (SLS), the Repo Rate benchmark and the London Interbank Offered Rate (LIBOR). ... The Repo Rate, a now discontinued benchmark rate, was published daily by the BBA until December 2012. -
Price: the cornerstone of markets
Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
Change in Control
Find out when you need to notify us to acquire or change control in a firm that we regulate. -
Article 23C Benchmarks Regulation – Draft notice of permitted legacy use by supervised entities [pdf]
Article 23C Benchmarks Regulation – Draft notice of permitted legacy use by supervised entities -
Dear CEO LIBOR letter
actions they are taking to manage transition from LIBOR to alternative interest rate benchmarks. -
FCA Final Notice 2014: The Royal Bank of Scotland Plc [pdf]
This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine. -
FCA Final Notice 2014: JPMorgan Chase Bank N.A. [pdf]
This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine. -
FCA Final Notice 2014: UBS AG [pdf]
This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine. -
Final notice 2016: Peter Charles Johnson [pdf]
This final notice refers to breaches of FIT related to benchmarks, a lack of fitness/propriety and wholesale conduct in the retail bank sector. We imposed a prohibition.