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Showing 171 to 180 of 14666 search results for Benchmarks Register.
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Society secretaries
Information for society secretaries, and steps you can take. -
Financial crime in the payments and e-money sector: webinar
Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector . -
Approved Persons Regime
Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test. -
Mini-bonds
Find out about mini-bonds and why retail investors should exercise caution when buying them. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
FCA Final Notice 2013: Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (Rabobank) [pdf]
This final notice refers to breaches of PRIN 2, PRIN 3, and PRIN 5 related to benchmarks in the investment banks sector. We imposed a fine. -
FSA - CP12/36 [pdf]
Consultation FSA - CP12/36 - This Consultation Paper outlines our proposed approach to enacting recent government policy for the regulation of benchmark submission and administration in the future, with LIBOR as the first benchmark to be brought in -
Memorandum of Understanding concerning the recognition of UK benchmark administrators in the EU between ESMA and the FCA [pdf]
Memorandum of Understanding concerning the recognition of UK benchmark administrators in the EU between ESMA and the UK Financial Conduct Authority -
LIBOR Dear CEO letters
Dear CEO letters setting out our expectations of firms transitioning away from LIBOR. -
Securitisation
Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,