Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 91 to 100 of 677 search results for BROKER%20XM.COM.

  1. Direct Brokers Investments / DB Invest (clone of FCA authorised firm)

    Warnings Published: 27/04/2013 Last modified: 06/09/2013
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  2. Notice of Decision: Car and Van Broker Limited [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Review of our approach to secondary brokers

    News stories Published: 16/11/2023 Last modified: 16/11/2023
    We have recently reviewed our interpretation of the consumer credit legislation for Limited Permission secondary credit brokers.
  4. United Merchant Brokers and Private Bankers

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    United Merchant Brokers and Private Bankers is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. FSA - Mortgage and other home finance intermediaries [xls]

    Data Published: 05/12/2012 Last modified: 26/06/2013
    Statistics on mortgage and other home finance intermediaries.
  6. Credit Brokers Portfolio Letter [pdf]

    Correspondence Published: 13/02/2020
    Key risks credit brokers should consider and act on.
  7. The FCA’s view of green mortgages

    Speeches Published: 19/04/2023 Last modified: 19/04/2023
    Speech by David Geale, Director of Retail Banking, delivered at the London Institute of Banking & Finance mortgage conference.
  8. Wallwood Broker (Clone of FCA authorised firm)

    Warnings Published: 19/10/2020 Last modified: 19/10/2020
    Wallwood Broker (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  9. CP Brokers (clone of FCA authorised firm)

    Warnings Published: 21/05/2014 Last modified: 03/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  10. Supplement for home finance brokers [doc]

    Forms Published: 01/04/2013 Last modified: 01/04/2013
    Application for Authorisation