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Showing 81 to 90 of 676 search results for BROKER%20XM.COM.

  1. Final Notice 2021: Sunrise Brokers LLP [pdf]

    Final notices Published: 12/11/2021
    This Final Notice (Sunrise Brokers LLP) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty

  2. FSA - General insurance intermediaries [xls]

    Data Published: 05/12/2012 Last modified: 26/06/2013
    Statistics on General Insurance Intermediaries.

  3. Our approach to secondary credit brokers that supply a non-financial service

    Firm authorisation Published: 16/11/2023 Last modified: 16/11/2023
    If you're authorised as a Full Permission secondary credit broker, find out whether you can apply to the FCA to change your authorisation to Limited Permission.

  4. Secondary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  5. JFS Brokers (clone of FCA authorised firm)

    Warnings Published: 08/10/2021 Last modified: 08/10/2021
    JFS Brokers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  6. ECN Brokers LLC t/a ECN Brokers Direct (www.ecnbrokers.com)

    Warnings Published: 03/07/2012 Last modified: 10/12/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  7. TRD Brokers Limited / TRD Futures Group

    Warnings Published: 24/05/2016 Last modified: 24/05/2016
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  8. Capzone Invest Ltd; trading as HQ Broker

    Warnings Published: 20/04/2018 Last modified: 20/04/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  9. FGM Technology Ltd trading as 10 Brokers

    Warnings Published: 20/06/2018 Last modified: 20/06/2018
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  10. Direct Brokers Investments / DB Invest (clone of FCA authorised firm)

    Warnings Published: 27/04/2013 Last modified: 06/09/2013
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.