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Showing 121 to 130 of 677 search results for BROKER%20XM.COM.

121. Alternative Insurance Brokers (clone of FCA firm)

     Warnings Published: 10/07/2019 Last modified: 21/11/2020
     Alternative Insurance Brokers (clone of FCA firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

122. Final Notice: Interactive Brokers (UK) Limited [pdf]

     Final notices Published: 25/01/2018
     This final notice refers to breaches of PRIN 3 and SUP 15.10.2R relating to poor market abuse controls and failure to report suspicious client transactions. We imposed a fine.

123. Information on investigations into general insurance brokers

     FOI Release Date of Release: 16/05/2022
     The FCA answers multiple questions on investigations into general insurance brokers.

124. FCA launches Wholesale Insurance Brokers Market Study

     Press Releases Published: 08/11/2017 Last modified: 08/11/2017
     The Financial Conduct Authority (FCA) has today launched a market study to assess how competition is working in the wholesale insurance broker sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in

125. Supplement for home finance brokers - notes [doc]

     Forms Published: 01/04/2013 Last modified: 01/04/2013
     Application for Authorisation

126. Honest Insurance Brokers (clone of FCA authorised firm)

     Warnings Published: 16/07/2019 Last modified: 21/11/2020
     Honest Insurance Brokers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

127. Second charge broker adding mortgage permissions to an in progress credit application [doc]

     Forms Published: 27/04/2015 Last modified: 27/04/2015

128. Insurance fraud

     Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
     We have a voluntary scheme where you can let us know if you suspect or have evidence of fraud by an insurance broker.

129. Leleux Associated Brokers (clone of FCA authorised firm)

     Warnings Published: 03/01/2019 Last modified: 03/01/2019
     Leleux Associated Brokers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

130. What does the future of insurance broking look like?

     Speeches Published: 02/07/2013 Last modified: 18/07/2013
     Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version.