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Showing 91 to 100 of 675 search results for BROKER XM.COM.

  1. FCA Final Notice 2014: Martin Brokers (UK) Ltd (Martins) [pdf]

    Final notices Published: 15/05/2014 Last modified: 24/02/2015
    This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and culture/governance in the trading firm. We imposed a fine.

  2. Universal Merchant Brokers and Private Bankers

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Universal Merchant Brokers and Private Bankers is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  3. Transparency in insurance renewals

    Tasks for regulated firms Published: 08/03/2017 Last modified: 14/02/2023
    Find out how to make sure you are complying with our rules when renewing policies with your customers.

  4. Wallwood Broker (Clone of FCA authorised firm)

    Warnings Published: 19/10/2020 Last modified: 19/10/2020
    Wallwood Broker (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  5. AlgoTradingSoft Broker Limited/AlgoTradingSoft Global

    Warnings Published: 21/03/2019 Last modified: 21/03/2019
    AlgoTradingSoft Broker Limited/AlgoTradingSoft Global is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. FSA - General insurance intermediaries [xls]

    Data Published: 05/12/2012 Last modified: 26/06/2013
    Statistics on General Insurance Intermediaries.

  7. Credit Brokers Portfolio Letter [pdf]

    Correspondence Published: 13/02/2020
    Key risks credit brokers should consider and act on.

  8. BIB -British Insurance - Brokers (clone of FCA authorised firm)

    Warnings Published: 20/09/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  9. Ellis David Insurance Brokers (clone of FCA authorised firm)

    Warnings Published: 18/10/2018 Last modified: 21/11/2020
    Ellis David Insurance Brokers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  10. AEC Master Broker (Clone of EEA authorised firm)

    Warnings Published: 16/12/2019 Last modified: 20/05/2021
    AEC Master Broker (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to