Search results
Showing 51 to 57 of 57 search results for Aggregate sector wide firm complaints data for 2013.
-
FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans
On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013. -
Building a common language in the mortgage market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version. -
The Evolution of the Mortgage Market
Unlike some financial services sectors, the mortgage market is known for its innovation. ... We have consulted on some high-level, aggregate reporting requirements and will use the data to help us to identify any supervisory concerns at an early stage. -
Speech: Culture in UK banking – regulatory priorities
The great majority of firms outside the credit union sector had identified Senior Managers and allocated Senior Management Functions and responsibilities. ... a range of data about firms that were and were not found to be engaging in tax evasion, these -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how -
Financial services regulation and enforcement: recent developments and emerging issues
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.