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Showing 161 to 170 of 795 search results for Aggregate complaints data.

161. Progress of sales through stages of the review [pdf]

     Data Published: 03/11/2016 Last modified: 04/11/2016
     Progress of interest rate hedging product sales through stages of the review as at 30 September 2016.

162. Investing in crypto

     Last modified: 10/05/2024
     A common phrase in the crypto community is ‘do your own research’ as it’s important to understand what you are buying. Investments in crypto can be complex, making it difficult to understand the risks associated with the investment.

163. Firm level complaints data 2023 H1 [xlsx]

     Data Published: 19/10/2023
     Firm level complaints data 2023 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

164. FCA sets out approach to assessing Connaught complaints

     Statements Published: 19/04/2021 Last modified: 19/04/2021
     In December we published the report of Raj Parker’s 'Independent Review into the FSA and FCA’s handling of the Connaught Income Fund Series 1 and connected companies', and our response to that review. In our response we said that we were sorry

165. Financial Services Register

     Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
     The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

166. Firm level complaints data 2022 H2 [xlsx]

     Data Published: 27/04/2023
     Firm level complaints data 2022 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

167. [pdf]

     Documents Published: 24/09/2014 Last modified: 25/09/2014

168. Firm level complaints data 2022 H1 [xlsx]

     Data Published: 20/10/2022
     Firm level complaints data 2022 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

169. Understanding complaints root cause analysis

     Focus areas Published: 15/08/2018 Last modified: 15/08/2018
     We recognise that firms of different size, scale and complexity have different systems for complaints. It is important for complaints root cause analysis (RCA) to distinguish between a symptom and the root cause of a complaint. This hypothetical

170. Adviser reporting requirements

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.