Search results

Showing 32 to 41 of 1791 search results for %22boardreview%22.

32. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

33. FSA - CP12/22 [pdf]

    Consultation papers Published: 06/09/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/22 - This joint consultation and discussion paper on the client assets regime: European Market Infrastructure Regulation (EMIR), multiple pools and the wider review

34. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities [pdf]

    Consultation papers Published: 07/07/2015 Last modified: 07/07/2015

35. FSA - PS12/22 [pdf]

    Policy statements Published: 14/12/2012 Last modified: 30/05/2013
    Policy FSA - PS12/22 - This Policy Statement reports on the main issues arising from Consultation Paper 12/17 Packaged bank accounts – New ICOBS rules for the sale of non-investment insurance contracts (July 2012) and publishes final rules.

36. CP17/22: Revised Payment Services Directive (PSD2) implementation: draft authorisation and reporting forms [pdf]

    Consultation papers Published: 13/07/2017
    We are issuing a small follow-up Consultation Paper on authorisation, registration and reporting forms under the revised Payment Services Directive (PSD2).

37. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation [pdf]

    Consultation papers Published: 01/08/2018
    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) entered into force on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to

38. PS16/22: Strengthening accountability in banking and insurance: regulatory references final rules [pdf]

    Policy statements Published: 28/09/2016
    We are publishing our final rules on regulatory references.

39. FSA - FG12/22: Summary of feedback received [pdf]

    Finalised guidance Published: 17/12/2012 Last modified: 19/04/2016
    In Primary Market Bulletin (PMB) No. 2 (July 2012), we consulted on the initial content of the UKLA Knowledge Base, which comprised 82 draft technical and procedural notes relating to aspects of the Prospectus Rules (PR), Listing Rules (LR) and

40. Attestations

    About us How we regulate Published: 20/04/2016 Last modified: 06/04/2022
    How and why we use attestations as a supervisory tool.

41. CP23/22: Regulatory fees and levies: policy proposals for 2024/25 [pdf]

    Consultation papers Published: 21/11/2023
    This consultation paper (CP) sets out our proposed policy changes to the way we will raise FCA fees from 2024/25.

42. PS19/22: Guidance on cryptoassets [pdf]

    Policy statements Published: 31/07/2019