Search results
Showing 22 to 31 of 1789 search results for %22boardreview%22.
-
Financial Services Register
To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA). -
CP20/22: Regulatory fees and levies: policy proposals for 2021/22 [pdf]
We are consulting on proposed policy changes to the way we will raise FCA fees from 2021/22. -
PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules [pdf]
This Policy Statement summarises the feedback received to CP21/21, setting out our policy response to a review of the effectiveness of our primary markets. -
FSA - CP11/22 [pdf]
Consultation FSA - CP11/22 - The FSA's Consultation Paper CP11/22 is entitled 'Transposition of Solvency II - Part 1'. It was published in November 2011. The Financial Services Authority invites comments on this Consultation Paper. Comments should -
CP21/22: LIBOR transition and the derivatives [pdf]
We are consulting on the derivatives trading obligation (DTO) and we want to know what you think of our proposal to modify it and the liquidity analysis supporting it. -
PS18/22: Authorised push payment fraud - extending the jurisdiction of the Financial Ombudsman Service [pdf]
-
CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]
The FCA consulted on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers. -
Occasional Paper 22: Price discrimination and cross-subsidy in financial services [pdf]
This paper sets out the key economic principles on price discrimination and cross-subsidy. -
FSA - FG11/22 [pdf]
This statement is general guidance given by the FSA under section 157(1) of the Act. It relates both to the Remuneration Code of SYSC 19A of the Handbook, and the requirement to make Pillar 3 disclosures in relation to remuneration (in accordance -
FSA - GC11/22 [pdf]
Some firms and trade associations have been designing and piloting simplified advice processes, and have talked to us about the issues they have faced. To assist the industry in their wish to offer simplified advice services, this guidance -
PS17/22: Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime [pdf]