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Showing 62 to 71 of 79 search results for "primary market bulletin".

62. FSA - Primary Market Bulletin No.4: Text amended [pdf]

    Newsletters Published: 06/12/2012 Last modified: 03/08/2016
    The listing and prospectus regimes are separate. An issuer who requires its securities to be admitted to the Official List maintained by the UKLA must apply to us for those securities to be listed. The issuer must then meet whichever set of listing conditions are relevant for the security to be listed.

63. Primary Market Bulletin 11 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.

64. Primary Market Bulletin 12 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.

65. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 25/03/2019
    Certain types of behaviour, such as insider dealing and market manipulation, can amount to market abuse. Firms must have safeguards in place to identify and reduce the risk of market abuse and other financial crime. 

66. Exemptions from short-selling requirements

    Markets Short selling Published: 13/05/2016 Last modified: 30/10/2019
    Market makers and authorised primary dealers can use exemptions from certain requirements of the Short Selling Regulation (SSR).

67. GC13/6 Primary Market Bulletin No. 7 and proposed updates to the Knowledge Base [pdf]

    Guidance consultations Published: 07/10/2013 Last modified: 08/10/2013

68. Primary Market Bulletin 15 [pdf]

    Newsletters Published: 25/05/2016 Last modified: 25/05/2016

69. Primary Market Bulletin 8 - Blackline key amendments [pdf]

    Newsletters Published: 06/08/2014 Last modified: 03/08/2016

70. Primary Market Bulletin 9 - Blackline key amendments [pdf]

    Newsletters Published: 27/11/2014 Last modified: 03/08/2016

71. Primary Market Bulletin 7 - Blackline key amendments [pdf]

    Newsletters Published: 07/10/2013 Last modified: 03/08/2016