Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
What we are consulting on this quarter
We are proposing to:
- make corrections and clarifications to MIFIDPRU 7 and SUP 16
- introduce a post-trade transparency deferral for exchange traded fund (ETF) transactions executed at net asset value (NAV)
- clarify the scope of the ban on offering retail clients incentives to invest in high-risk investments
Who this applies to
This will be relevant if you or your firm has any interest in the subjects mentioned above.
We want to know what you think of our proposals. Please use this online form or alternatively email: [email protected]
Comments should reach us by 10 July 2023 for Chapter 2, 3 and 4.
For more information, please view the FCA Handbook.