CP21/35: Quarterly Consultation Paper No. 34

Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

CP21/35: Quarterly Consultation Paper No. 34 (PDF)

What we are consulting on this quarter

We are proposing:

  • Minor amendment to the Enforcement Guide to reflect the EU Exit Passport Regulations.
  • Amendments to MAR 9 to include wind-down guidance when a data reporting services provider wishes to cancel its data reporting service authorisationChanges to RTS 22 as onshored to remove the requirement to report certain Securities Financing Transactions (SFTs) under UK MiFIR.
  • Consequential changes to SUP 8 to align with the revised procedure for making decisions on Waiver applications.
  • Amendments to FCA forms in line with our interpretative guide on completing our forms after the UK’s withdrawal from the EU.

Who this applies to

This will be relevant if you or your firm has any interest in the subjects mentioned above.

Next steps

Online response form

We want to know what you think of our proposals. Please use the online form or alternatively email: [email protected].
Comments should reach us by 10 January 2022 for Chapter 2, 3, 5 and 6, and 17 January 2022 for Chapter 4.

Further information

For more information please view the FCA Handbook