Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
What we are consulting on this quarter
We are proposing:
- consequential changes to the Listing Rules (Chapter 8) to align with provisions for ‘exempted documents’ under the Prospectus Regulation
- changes to Article 34 of the UK-RTS
- onshoring changes to the FCA Handbook for legislative provisions and/or relevant technical changes needed to our rules as a result of onshoring over the transition period for EU withdrawal
Who this applies to
This will be relevant if you or your firm has any interest in the subjects mentioned above.
Comments should reach us by 5 October 2020 for Chapter 3, and 4 November 2020 for Chapter 2 and 4, except for the Fees (Credit Rating Agencies, Trade Repositories and Securitisation Repositories) Instrument 2020, which closes on 5 October 2020.
Please view the FCA Handbook