Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
What are we consulting on this quarter
We are seeking views on two candidates for FCA Code recognition.
We are proposing to make changes to:
- SUP 16, to ensure compliance and increase accuracy of Firm Details reporting, and
- CONC App 1, to add the Association of Accounting Technicians (AAT) to the list of bodies whose members can provide a statement of high net worth to individuals, for certain credit and consumer hire agreements with them to be exempt from regulation
Who this applies to
This will be relevant if you or your firm has any interest in the subjects mentioned above.
This consultation is now closed.
For more information please view the FCA Handbook
12/04/2019: Information added Updated to note the closed consultation