CP17/14: Quarterly Consultation Paper No. 17

Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

CP17/14: Quarterly Consultation Paper No. 17 (PDF)

What we are consulting on

We are proposing to make changes to:

  • the Training & Competence sourcebook list of appropriate qualifications
  • the Supervision manual (SUP) to clarify the application of the requirement to have a client assets report to loan-based crowdfunding platforms, and
  • the Supervision manual (SUP) regulatory reporting requirements

What you need to do

We want to know what you think of our proposals.

Please send us your comments for Chapters 2 and 3 by 12 July 2017​​​​​, and for Chapter 4 by 12 August 2017:

Online response form

You can also email responses to cp17-14@fca.org.uk

If you want to post your responses please send them to:

  • Chapter 2: Alexandros Koukoudis, Governance and Professionalism, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS
  • Chapter 3: Ruby Bhavra, Client Assets and Resolution, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS
  • Chapter 4: Christopher Bentley, Reporting, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS
  • Multiple chapters at once: Emily How, Communications Division, Financial Conduct Authority, 25 The North Colonnade, London E14 5HS

For more information see the FCA Handbook.