CP14/4 – Quarterly Consultation Paper No. 4

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Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

What are we consulting on this quarter?

We are proposing to:

  • make minor changes to the Handbook impacting AIFMs, UCITS managers and certain AIF depositaries
  • make minor changes to the complaints data reporting form and update guidance
  • clarify the scope of mortgage Product Sales Data performance data reporting for firms who own regulated mortgage contracts but who do not have the ‘entering into’ permission, and
  • amend the Handbook to implement the Financial Policy Committee’s recommendation on interest rate stress tests for mortgages

Consultation paper 14/4

Who is this consultation aimed at?

This will be relevant if you or your firm has any interest in the subjects mentioned above.

What are the next steps?

Online form

We want to know what you think of our proposals. Please send comments on Chapter 5 to us by 4 April 2013 and comments on all other chapters by 6 May 2014.

Want to find out more?

For more information: