News

Clear all
Filter by type
Select year
Select date

About 163 results.

  1. Operation of the MoU with the Bank of England for market infrastructure - 2016 performance statement

    News stories Published: 22/02/2017 Last modified: 22/02/2017
    Domestically, the Bank co-operates with both the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) in relation to supervising market infrastructure and payment systems respectively. The frameworks for co-operation with these authorities are set out in memorandums of understanding which the signatories are required to review...
  2. FCA website – tell us what you think

    News stories Published: 13/02/2017 Last modified: 13/02/2017
    Please take the time to fill out this short survey on your use of fca.org.uk.
  3. 2017 fines

    News stories Published: 31/01/2017 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines so far is £163,076,224.
  4. Temporary prohibition of short selling: CTT - Correios de Portugal, S.A.

    News stories Published: 31/01/2017 Last modified: 31/01/2017
    The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.  This follows a decision made by another EU Competent Authority. Details of the Financial...
  5. Advising on pension transfers – our expectations

    News stories Published: 24/01/2017 Last modified: 24/01/2017
    This alert highlights our requirements when you provide advice on pension transfers, including advice in particular circumstances.
  6. Pension scheme operators are at risk from smarter scams

    News stories Published: 24/01/2017 Last modified: 24/01/2017
    This alert highlights some of the risks arising from authorised firms failing to carry out appropriate due diligence on investment offerings. While aimed primarily at pension scheme operators, it will also be of interest to financial advisers and those providing discretionary fund management.
  7. Temporary prohibition of short selling: Banco Comercial Português, S.A.

    News stories Published: 20/01/2017 Last modified: 20/01/2017
    The Financial Conduct Authority ("FCA") notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.  This follows a decision made by another EU Competent Authority. Details of the Financial
  8. Our future Mission: key themes from your feedback

    News stories Published: 03/01/2017 Last modified: 02/02/2017
    Our future Mission, launched on 26 October 2016, outlines the key questions we face as a financial conduct regulator. We want to share some of the key themes from your feedback so far.
  9. About Financial Lives: a message for respondents

    News stories Published: 08/12/2016 Last modified: 08/02/2017
    Financial Lives is our comprehensive survey of consumers in the UK. It collects information about the financial products people hold and their experience of dealing with financial products and firms.
  10. Debt management firms reminded of annual review requirements

    News stories Published: 08/12/2016 Last modified: 08/12/2016
    We have sent a letter to CEOs of all debt management firms due to concerns with the way firms are carrying out annual reviews.