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  1. ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

    News stories Published: 18/01/2018 Last modified: 18/01/2018
    On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients.
  2. 2018 fines

    News stories Published: 08/01/2018 Last modified: 08/01/2018
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines so far is £250,000.
  3. FCA response to ESMA's public statement on LEIs

    News stories Published: 20/12/2017 Last modified: 20/12/2017
    On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation.
  4. Further success in reducing pension funds’ costs and charges

    News stories Published: 06/12/2017 Last modified: 06/12/2017
    Actions taken by the FCA, the DWP and pension providers, together with Independent Governance Committees (IGCs) and trustees, result in lower costs and charges to consumers on about £24.9bn in workplace pension schemes.
  5. FCA action in respect of Park First Limited

    News stories Published: 04/12/2017 Last modified: 05/12/2017
    Park First Limited and related entities (Park First) have been promoting and operating airport car parking investment schemes and we have been in discussions with them regarding the schemes.
  6. HBFS financial services limited

    News stories Published: 01/12/2017 Last modified: 01/12/2017
    The City of London Police and the Financial Conduct Authority are working closely on an investigation concerning the affairs of HBFS Financial Services Limited, a firm regulated by the Financial Conduct Authority.
  7. Policy development update

    News stories Published: 01/12/2017 Last modified: 12/01/2018
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive. We usually update this page on the first Friday of each month – this version is current as of 12 January 2018.
  8. Protect your pension pot from risky investments and scams

    News stories Published: 01/12/2017 Last modified: 01/12/2017
    Given increased interest in pensions and pension transfer advice, this is a reminder to consumers and regulated firms of our previous consumer alert from August 2014.
  9. PPI campaign response update

    PPI News stories Published: 30/11/2017 Last modified: 30/11/2017
    We publish PPI campaign response data during months when we have had live advertising.
  10. Consumer warning on Larksway Investments Limited

    News stories Published: 29/11/2017 Last modified: 29/11/2017
    The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers.