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  1. 2019 fines

    News stories Published: 16/01/2019 Last modified: 16/01/2019
    This table contains information about fines published during the calendar year ending 2019. The total amount of fines so far is £79,240,787.
  2. New online portal for mutual societies

    News stories Published: 16/01/2019 Last modified: 16/01/2019
    The FCA has launched a new online portal for mutual societies. The portal is a gateway to our Mutuals Team and provides a quicker and easier way for societies to manage their information, submissions and applications.
  3. Dear CEO letter – financial promotions

    News stories Published: 09/01/2019 Last modified: 09/01/2019
    On Wednesday 9 January 2019 we placed on our website a letter addressed to the CEOs of all our regulated firms to remind them of their responsibilities relating to the use of financial promotions. We have recently become aware of firms issuing financial promotions which suggest or imply that all of the activities which they undertake are regulated...
  4. Brexit: further proposals to prepare our regulatory regime

    News stories Published: 08/01/2019 Last modified: 08/01/2019
    Today we have published two further consultations to prepare for the UK’s exit from the EU. We have published proposals to introduce the financial services contracts regime (FSCR) as well as proposed fees for regulating securitisation repositories.
  5. Advance applications for credit rating agencies and trade repositories now open

    News stories Published: 07/01/2019 Last modified: 08/01/2019
    As we get closer to the UK’s exit from the EU, we have opened applications for credit ratings agencies and trade repositories looking to offer services in the UK after 29 March 2019.
  6. Notification window for the temporary permissions regime now open

    News stories Published: 07/01/2019 Last modified: 07/01/2019
    The temporary permissions regime will allow EEA-based firms currently passporting into the UK to continue new and existing regulated business within the scope of their current permissions in the UK for a limited period, while they seek full FCA authorisation, if the UK leaves the EU on exit day without an implementation period in place.  It will...
  7. CMCs can now register for temporary permission to continue operating

    News stories Published: 02/01/2019 Last modified: 10/01/2019
    Claims management companies (CMCs) can now register for the temporary permission they’ll need to operate when the Financial Conduct Authority (FCA) takes over regulation from April 2019.
  8. Information for London Capital and Finance PLC investors

    News stories Published: 28/12/2018 Last modified: 02/01/2019
    The FCA is conducting an investigation into the affairs of London Capital & Finance Plc (LCF). In addition, the FCA has imposed certain requirements on LCF including: It may not (without the prior consent of the FCA) deal in any way with its assets, including the money held in its banks accounts. It must cease conducting all regulated activity.
  9. Information for customers of EMEX Technologies Limited (EMEX)

    News stories Published: 21/12/2018 Last modified: 21/12/2018
    On 5 September 2018, the High Court appointed Andrew Andronikou and Chris Newell of Quantuma LLP as joint administrators of EMEX.
  10. Qudos Insurance A/S declared bankrupt

    News stories Published: 21/12/2018 Last modified: 21/12/2018
    The Danish Financial Supervisory Authority has announced that Qudos Insurance A/S has, on 20 December 2018, been declared bankrupt.