About 1509 results.

1. FCA response to National Audit Office report

   Statements Published: 20/03/2019 Last modified: 20/03/2019
   The FCA welcomes today’s report by the National Audit Office - Regulating to protect consumers: Utilities, communications and financial services markets. The report provides a view of the challenges that regulators, including the FCA, face when measuring their performance and understanding what works well for consumers. Andrew Bailey, Chief...

2. PRA and FCA agree Memorandum of Understanding (MoU) with EBA

   Press Releases Published: 20/03/2019 Last modified: 20/03/2019
   The Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and European Banking Authority (EBA) are announcing today that they have agreed a template Memorandum of Understanding (MoU). The template sets out the expectations for supervisory cooperation and information-sharing arrangements between UK and EU/EEA national authorities.

3. FCA statement on share trading obligations

   Statements Published: 19/03/2019 Last modified: 19/03/2019
   The FCA's response to ESMA’s statement on share trading obligations under MiFID II.

4. FCA fines UBS AG £27.6 million for transaction reporting failures

   Press Releases Published: 19/03/2019 Last modified: 19/03/2019
   UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.

5. Endorsement of credit ratings from the European Union into the United Kingdom for regulatory use in the event of a no-deal Brexit

   Statements Published: 15/03/2019 Last modified: 15/03/2019
   Today, the FCA has assessed the European Union (EU) regulatory and supervisory regime to be ‘as stringent as’ the UK’s regime for the purposes of allowing UK-registered Credit Rating Agencies (CRAs) to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use under the Credit Rating Agencies Regulation (CRAR), as amended...

6. FCA puts the spotlight on debt management firms

   Press Releases Published: 15/03/2019 Last modified: 15/03/2019
   The Financial Conduct Authority (FCA) has today published its second thematic review of the debt management sector, looking at commercial and not-for-profit firms that provide debt advice and administer debt management plans to help customers deal with their debts.

7. FCA acts to improve competition in the investment platforms market

   Press Releases Published: 14/03/2019 Last modified: 14/03/2019
   The Financial Conduct Authority (FCA) has today set out a package of measures to help consumers who invest through investment platforms more easily find and switch to the right one for them. The package - set out in the final report of its Investment Platforms Market study - includes proposed FCA rules and actions industry is taking forward.

8. FCA fines The Carphone Warehouse over £29m for insurance mis-selling

   Press Releases Published: 13/03/2019 Last modified: 13/03/2019
   The Financial Conduct Authority (FCA) has fined The Carphone Warehouse £29,107,600 for failings that led to the mis-selling of ’Geek Squad’, a mobile phone insurance and technical support product. This follows an FCA investigation which stemmed from whistleblowing reports.

9. Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period

   Statements Published: 13/03/2019 Last modified: 13/03/2019
   ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation period (a no-deal scenario).

10. Is it a Wonderful Life?

    Speeches Published: 13/03/2019 Last modified: 13/03/2019
    Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London.