Showing 1 to 10 of 1683 search results

1. FCA fines Henderson £1.9m for fund failings

   Press Releases Published: 20/11/2019 Last modified: 20/11/2019
   The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North American Enhanced Equity Fund (the Japan and North American Funds). This was in contravention of...

2. Connaught Independent Review call for information closes but investigation remains open to affected individuals

   Press Releases Published: 20/11/2019 Last modified: 20/11/2019
   Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed.

3. Conduct risk during LIBOR transition: Questions and answers

   Statements Published: 19/11/2019 Last modified: 19/11/2019
   News story on conduct risk during LIBOR transition: Questions and answers for firms

4. FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability

   Press Releases Published: 18/11/2019 Last modified: 18/11/2019
   The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’ respective decision-making committees found, following a joint investigation, that between February 2010...

5. Open Finance: an opportunity for financial services

   Speeches Published: 18/11/2019 Last modified: 18/11/2019
   Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.

6. 22 years of pension savings gone in 24 hours

   Press Releases Published: 08/11/2019 Last modified: 08/11/2019
   The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could be at risk of falling for at least one of six common tactics used by pension scammers.

7. Meeting the pace of technological change

   Speeches Published: 06/11/2019 Last modified: 06/11/2019
   Speech by Nick Cook, Director of Innovation at the FCA, delivered at the Chief Data Officer Exchange Financial Services conference in London

8. New appointments to Financial Conduct Authority board announced

   Press Releases Published: 05/11/2019 Last modified: 05/11/2019
   Three new appointments to the board of the Financial Conduct Authority (FCA) have been made by the Economic Secretary to the Treasury today.

9. Policy development update

   News stories Published: 01/11/2019 Last modified: 01/11/2019
   The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

10. FCA urges victims of illegal loan scheme to come forward

    Press Releases Published: 31/10/2019 Last modified: 08/11/2019
    The Financial Conduct Authority has urged customers who took out a loan with Mr Dharam Prakash Gopee to contact them as they may be eligible for compensation.