Showing 1 to 10 of 1657 search results

1. The FCA fines Tullett Prebon £15.4 million

   Press Releases Published: 11/10/2019 Last modified: 11/10/2019
   The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA.

2. FCA sets out latest expectations for firms on Brexit

   Press Releases Published: 11/10/2019 Last modified: 11/10/2019
   The FCA and regulated firms have been taking steps to prepare in the event the UK leaves the EU on 31 October 2019 without a deal.

3. Building better bridges: a world-leading investment industry around outcomes customers need

   Speeches Published: 11/10/2019 Last modified: 11/10/2019
   Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes

4. Class, cliques and social codes: doing more on diversity

   Speeches Published: 10/10/2019 Last modified: 10/10/2019
   Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.

5. Reyker Securities PLC enters special administration

   Statements Published: 09/10/2019 Last modified: 09/10/2019
   On Tuesday 8 October 2019, the Court appointed Mark Ford, Adam Stephens and Henry Shinners, all of Smith & Williamson LLP, as Joint Special Administrators of Reyker Securities Plc, following an application by the Directors.

6. FCA urges remaining victims of Churchgate Trading Syndicate to get in touch

   Press Releases Published: 08/10/2019 Last modified: 08/10/2019
   The Financial Conduct Authority (FCA) urges members of the public who lost money in an unauthorised scheme called the Churchgate Trading Syndicate and who may be eligible to receive some of their money back, to get in contact with the FCA.

7. Information for SIPP operators in light of Berkeley Burke administration

   Statements Published: 04/10/2019 Last modified: 11/10/2019
   On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators ('administrators').

8. FCA sets out potential remedies to tackle concerns about general insurance pricing

   Press Releases Published: 04/10/2019 Last modified: 04/10/2019
   The FCA has today published the interim report of its market study into the pricing of home and motor insurance.

9. FCA urges victims to come forward after getting confiscation order against three individuals

   Press Releases Published: 03/10/2019 Last modified: 03/10/2019
   The Financial Conduct Authority (FCA) has today confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property. The new rules apply to these funds, known as non-UCITS retail schemes (NURSs), but will not apply to other types of fund, such as UCITS, which are already subject to

10. Regulating the pensions and retirement income sector: an FCA perspective

    Speeches Published: 03/10/2019 Last modified: 03/10/2019
    Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event.