About 1368 results.

1. FCA confirms greater access for SMEs to the Financial Ombudsman Service

   Press Releases Published: 16/10/2018 Last modified: 16/10/2018
   The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs).

2. Trust and ethics – a regulator’s perspective

   Speeches Published: 16/10/2018 Last modified: 16/10/2018
   Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London.

3. FCA opens a discussion on the impact of climate change and green finance on financial services

   Press Releases Published: 15/10/2018 Last modified: 15/10/2018
   The Financial Conduct Authority (FCA) has today published a Discussion Paper on climate change and green finance.

4. Registering as a trade repository

   Statements Published: 10/10/2018 Last modified: 10/10/2018
   When the UK leaves the EU, the FCA will become the UK regulator of trade repositories.

5. Registering as a credit rating agency

   Statements Published: 10/10/2018 Last modified: 10/10/2018
   When the UK leaves the EU, the FCA will become the UK regulator of credit rating agencies.

6. Temporary authorisation regime for data reporting services providers (DRSPs)

   Statements Published: 10/10/2018 Last modified: 10/10/2018
   On 5 October 2018 the Treasury published a draft of the Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018. This SI makes provision for temporary authorisations  for MIFID authorised EEA DRSPs to provide a data reporting service in the UK for a limited period after exit day, in the event there is no implementation period from...

7. The FCA consults on its approach ahead of the UK’s exit from the EU

   Press Releases Published: 10/10/2018 Last modified: 10/10/2018
   The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the regulation of Credit Rating Agencies, Trade Repositories and Data Reporting Services Providers.

8. Temporary prohibition in short selling: Banca IFIS and Biesse

   News stories Published: 09/10/2018 Last modified: 09/10/2018
   TEMPORARY PROHIBITION OF SHORT SELLING. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European

9. The importance of international co-operation

   Speeches Published: 09/10/2018 Last modified: 09/10/2018
   Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

10. Linda Woodall

    News stories Published: 08/10/2018 Last modified: 08/10/2018
    Andrew Bailey, FCA Chief Executive, offers his condolences to the family of Linda Woodall, former Director at the FCA, who passed away in September and provides a point of contact for those wishing to leave tributes.