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  1. Operation of the MoU with the Bank of England for market infrastructure - 2016 performance statement

    News stories Published: 22/02/2017 Last modified: 22/02/2017
    Domestically, the Bank co-operates with both the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) in relation to supervising market infrastructure and payment systems respectively. The frameworks for co-operation with these authorities are set out in memorandums of understanding which the signatories are required to review...
  2. FCA and OSC sign Co-operation Agreement to support innovative businesses

    Press Releases Published: 22/02/2017 Last modified: 22/02/2017
    Under a new Co-operation Agreement (Agreement), innovative FinTech businesses in Ontario and the United Kingdom will be able to seek support from their financial regulators as they seek to operate in the other’s market.
  3. Express Gifts Ltd enters into £12.5m redress scheme

    Press Releases Published: 17/02/2017 Last modified: 17/02/2017
    Express Gifts Ltd, a direct mail order and online business with permission to sell general insurance products, has entered into an agreement with the Financial Conduct Authority (FCA) to provide £12.5m redress to approximately 330,000 customers who were sold insurance that offered little or no value.
  4. Regulation round-up February 2017

    Newsletters Published: 16/02/2017 Last modified: 16/02/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  5. FCA reviews effectiveness of UK primary capital markets

    Press Releases Published: 14/02/2017 Last modified: 14/02/2017
    The Financial Conduct Authority (FCA) has today published a Discussion Paper which seeks feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.
  6. What makes good conduct regulation?

    Speeches Published: 14/02/2017 Last modified: 14/02/2017
    Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.
  7. FCA website – tell us what you think

    News stories Published: 13/02/2017 Last modified: 13/02/2017
    Please take the time to fill out this short survey on your use of
  8. FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets

    Press Releases Published: 08/02/2017 Last modified: 08/02/2017
    The Financial Conduct Authority (FCA) has today published a Discussion Paper (‘Paper’), which seeks stakeholder views on the practice of investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors. Illiquid assets in the context of this Paper may include land and buildings, infrastructure...
  9. FCA and PRA publish final changes to enhance enforcement decision-making processes

    Press Releases Published: 01/02/2017 Last modified: 01/02/2017
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have today published final changes in a Policy Statement (PS) aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.
  10. 2017 fines

    News stories Published: 31/01/2017 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines so far is £163,076,224.