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  1. FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA

    Press Releases Published: 09/05/2019 Last modified: 09/05/2019
    The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward, Aiden Henderson, Robert Ward and Tristan Freer).
  2. UKRN encourages policy makers to use Power of Attorney guide

    News stories Published: 08/05/2019 Last modified: 08/05/2019
    The Power of Attorney guide aims to help organisations understand what the law requires of them when dealing with powers of attorney.
  3. Secured Energy Bonds plc - options for investors

    News stories Published: 07/05/2019 Last modified: 07/05/2019
    We are aware that mini-bonds issued by Secured Energy Bonds plc (SEB) were sold to UK investors; this was without advice from financial advisers. SEB failed in 2015 and investors largely lost their investments. We explain the current options for investors.
  4. FCA changes mortgage advice rules to encourage consumer choice

    Press Releases Published: 07/05/2019 Last modified: 07/05/2019
    The Financial Conduct Authority (FCA) has today published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage.
  5. FCA launch the Financial Services Regulatory Partners Phoenixing Group

    Statements Published: 03/05/2019 Last modified: 03/05/2019
    The Financial Conduct Authority (FCA) held a round table event with its regulatory partners to build on existing collaboration and launch a working group to tackle the ongoing issue of phoenixing in financial services.
  6. EMIR web portal maintenance

    Statements Published: 02/05/2019 Last modified: 02/05/2019
    The notification system for EMIR is offline for maintenance. We expect it to be available from 9am Tuesday 7 May 2019.
  7. FCA begins review of financial advice market

    Press Releases Published: 01/05/2019 Last modified: 01/05/2019
    The Financial Conduct Authority (FCA) has today launched a Call for Input asking for feedback on its proposed approach to reviewing the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR).
  8. FCA sets out progress and next steps in promoting innovation in financial services

    News stories Published: 29/04/2019 Last modified: 29/04/2019
    Christopher Woolard, FCA Executive Director for Strategy and Competition, has today spoken at the 2019 Innovate Finance Global Summit on the impact of the FCA’s work to promote innovation in the interests of consumers and our commitment to take this work further. Read Christopher's speech.
  9. FCA statement on delay to publication of final rules for CFDs products and CFD-like options

    Statements Published: 26/04/2019 Last modified: 26/04/2019
    This statement provides an update on the Financial Conduct Authority’s (FCA) consultation on permanent product intervention measures to restrict the sale, marketing and distribution of contract for differences (CFDs) and CFD-like options sold to retail clients.
  10. Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care

    Press Releases Published: 23/04/2019 Last modified: 23/04/2019
    The FCA has today published a Feedback Statement summarising the responses received to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – published in July 2018, and setting out next steps.