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  1. Information for customers of Thomas Cook Plc – being alert to scams

    News stories Published: 26/09/2019 Last modified: 26/09/2019
    All customers of Thomas Cook should remain alert to the possibility of fraud. Criminals will use Thomas Cook going into liquidation as a cover story to scam you out of your money.
  2. Updates to the FCA’s directions under the Temporary Transitional Power

    Press Releases Published: 26/09/2019 Last modified: 26/09/2019
    Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK regulatory framework. The directions would only come into effect on exit day if the UK leaves the EU...
  3. Information for customers of Glint Pay Services Ltd

    News stories Published: 20/09/2019 Last modified: 30/09/2019
    Glint Pay Services Ltd (FRN 900657) is authorised and supervised by the FCA to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs).
  4. Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight

    Press Releases Published: 20/09/2019 Last modified: 20/09/2019
    The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).
  5. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving millions for investors.
  6. Berkeley Burke SIPP Administration Limited in administration but SIPP business is transferred to Hartley

    News stories Published: 18/09/2019 Last modified: 18/09/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators ('administrators'). This appointment affects no other companies within the Berkeley Burke Group.
  7. Further details of Independent Investigation of Interest Rate Hedging Products announced

    Press Releases Published: 16/09/2019 Last modified: 16/09/2019
    John Swift QC has announced his full independent support team is now in place to conduct the investigation into the FSA’s (and subsequently the FCA’s) implementation and oversight of the Interest Rate Hedging Products (IRHP) Redress Scheme.
  8. Firms need to register for Connect to update their firm details

    News stories Published: 13/09/2019 Last modified: 13/09/2019
    Firms need to register for our online Connect platform. You will need it to send us your firm details - also known as a mandatory annual update. This will be a requirement from January 2020, so we suggest you register now in preparation.
  9. FCA steps up efforts to ensure firms are getting ready for a no-deal Brexit

    Press Releases Published: 11/09/2019 Last modified: 11/09/2019
    The Financial Conduct Authority (FCA) is stepping up its efforts to ensure firms are aware of what they need to do to prepare for the potential of a no-deal Brexit. Firms who have not prepared appropriately may risk an impact on their business. 
  10. Konstantin Vishnyak appears at court for destruction of documents offence

    Press Releases Published: 06/09/2019 Last modified: 06/09/2019
    In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation.