Showing 1 to 10 of 85 search results for supervisory and enforcement approach.

1. Consumer Duty: Not once and done

   Speeches Published: 01/11/2023 Last modified: 01/11/2023
   Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps

2. How innovation and regulation in financial services can drive the UK's economic growth

   Speeches Published: 29/06/2023 Last modified: 29/06/2023
   Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

3. FCA warns of impending Consumer Duty deadline

   Press Releases Published: 10/05/2023 Last modified: 10/05/2023
   With fewer than 90 days to go until the start of the Consumer Duty the Financial Conduct Authority (FCA) has urged firms to ensure they are ready for the 31 July deadline.

4. Countdown to the Consumer Duty

   Speeches Published: 10/05/2023 Last modified: 10/05/2023
   Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

5. FCA appoints executive directors to co-lead Enforcement and Market Oversight

   Press Releases Published: 23/03/2023 Last modified: 23/03/2023
   The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

6. TSB fined £48.65m for operational resilience failings

   Press Releases Published: 20/12/2022 Last modified: 20/12/2022
   The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

7. FCA tells lenders to support consumers struggling with the cost of living

   Press Releases Published: 16/06/2022 Last modified: 16/06/2022
   The Financial Conduct Authority (FCA) is today writing to more than 3,500 lenders to remind them of the standards they should meet as consumers across the country are affected by the rising cost of living. With household bills expected to continue

8. Statement on supervision of commodity derivatives position limits

   Statements Published: 20/12/2021 Last modified: 20/12/2021
   In December 2020, we published a Supervisory Statement setting out our approach to operating the MiFID markets regime after the end of the EU withdrawal transition period.

9. Regulating for better outcomes - next steps in consumer credit

   Speeches Published: 08/10/2021 Last modified: 08/10/2021
   Speech by Nisha Arora, Director of Consumer and Retail Policy, given at Westminster Business Forum

10. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

    Speeches Published: 24/09/2021 Last modified: 24/09/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum