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Showing 21 to 30 of 62 search results for supervisory and enforcement functions.

  1. Market abuse requires a dynamic response to a changing risk profile

    Speeches Published: 13/02/2019 Last modified: 17/05/2019
    This is where we will continue to focus our supervisory attention and I would argue we still have quite a lot of work to do here. ... Algorithmic trading is a thoroughly embedded part of how markets function now and is it continuing to evolve.

  2. FCA agrees MoUs with ESMA and EU regulators to allow cooperation and exchange of information

    Press Releases Published: 01/02/2019 Last modified: 06/08/2020
    The Financial Conduct Authority (FCA) has agreed Memoranda of Understanding (MoUs) with ESMA and EU regulators.

  3. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

    Press Releases Published: 01/10/2018 Last modified: 01/10/2018
    The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

  4. FCA consults on rules and guidance to improve conduct and communications in payment services and e-money firms

    Press Releases Published: 01/08/2018 Last modified: 01/08/2018
    The Financial Conduct Authority (FCA) is consulting on rules and guidance to improve conduct standards and communications in the payment services and e-money sectors.

  5. A helping hand for the invisible hand: the FCA’s approach to competition and innovation

    Speeches Published: 11/06/2018 Last modified: 11/06/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Competition Policy 2018: The relationship between antitrust, innovation and investment, Chatham House, London.

  6. Brexit: what does it mean for financial markets to be open?

    Speeches Published: 24/04/2018 Last modified: 24/04/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’.

  7. FCA publishes update on high-cost credit work

    Press Releases Published: 31/01/2018 Last modified: 11/04/2024
    The FCA has published an update on its work in the high-cost credit sector.

  8. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

  9. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    Trust is essential in any society and necessary to ensure markets function well and efficiently. ... Whilst one of the most visible indicators of that focus is our enforcement action, the simple reality is that it is reflected across the supervisory,

  10. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.