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Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme
Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified -
FCA publishes update on high-cost credit work
The FCA has published an update on its work in the high-cost credit sector. -
FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams
The FCA has urged the public to be vigilant to the threat of online investment fraud. -
FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions
The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in -
FCA issues list of unauthorised binary options providers
The Financial Conduct Authority (FCA) has today published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers. -
FCA fines and bans former RBS trader, Neil Danziger
The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated -
Defendants sentenced in FCA prosecution of £1.4 million investment scheme
Samrat Bhandari, Dr Muhammad Aleem Mirza, Michael Moore and Paul Moore, each of whom played a role in the operation of an investment scheme which led to investors losing just over £1.4 million, today appeared at Southwark Crown Court to be sentenced -
FCA stops unlawful foreign exchange investment scheme
Following an application by the FCA, the High Court yesterday made orders against a number of persons involved in carrying on an unauthorised foreign exchange investment scheme. The scheme took in at least £1.2 million from 65 investors but none -
Ross Peters Sentenced for Failing to Pay Confiscation Order
Ross Peters was sentenced to 400 days’ imprisonment for failing to pay the full value of a confiscation order made against him. -
FCA fines Bluefin £4m for misleading customers
The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way